A presentation being given by Darren Smith of YBS Share Plans and Steve Penfold of Tapestry Compliance
Event date: Wednesday 19 May 2021
Event time: 6pm
Hosted via webinar
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Corporate Governance and Listing Rules
- 30/10/2017SPL Constitution
The final version of the SPL Constitution as agreed and adopted by the SPL Executive Committee on 30 October 2017.
Download - (requires membership login) - 30/09/2016Employee Share Plans-Related actions under the EU Market Abuse Regulation
A suggested approach to the application of the EU Market Abuse Regulation (MAR) to employee share plans-related actions. Prepared for the benefit of members of the SPLG. This version is dated 30 September 2016 has been uploaded on 14 November. It replaces any versions of this document you may have obtained prior to that date.
Download - (requires membership login) - 04/02/2016Consultation Paper CP15/35 - Response of the Share Plan Lawyers Group
Response of the Share Plan Lawyers to Financial Conduct Authority policy proposals and Handbook changes relating to the implementation of the Market Abuse Regulations (Consultation Paper CP15/35)
Download - (requires membership login) - 20/04/2012SPL response dated 20 April 2012 to FSA CP 12/2
SPL response dated 20 April 2012 to the FSA Consulatation Paper 12/2.
Download - (requires membership login) - 26/01/2012FSA Consultation Paper 12/2 - Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules
FSA Consultation Paper 12/2 - Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules - proposals for changes to the Listing Rules etc to ensure that they reflect properly recent changes in market practice.
Download - (requires membership login)
