Block Listing application

Example letter to the FSA applying for block listing of shares in connection with an employee share plan by a company listed on a EU regulated market in reliance on the exemption from the requirement to produce a prospectus in Article 4(2)(f) of the Prospectus Directive and Prospectus Rules 1.2.3(6).

This exemption allows EU listed companies to admit shares without a prospectus if certain wording is made available. An example RNS announcement including this wording is attached


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Keywords: FSA, Listing Rules
Categories: Document archive, Securities Law Issues