Results for tag "Disclosure rules"

BIS Consultation – Executive Pay: Shareholding Voting Rights consultation – March 2012

BIS Consultation Document issued on 14 March 2012 relating to Executive Pay and shareholder voting rights. The proposals follow the announcement on 23 January 2012 of a package of measures to address failings in the corporate governance framework for executive remuneration including : Greater transparency in directors’ remuneration reports; Empowering shareholders and promoting shareholder engagement […]

http://shareplanlawyers.org/knowhow-archive/12/

Implementation of Trading Plan Instrument – 2009

Handbook Notice 85 containing issues raised in consultation re trading plans, scope of proposal, PDMRs and cancellation of trading plans in exceptional circumstances, announcement of dealings, granting discretion to independent third parties. Trading Plan Instrument 2009 dated 26 February 2009.

http://shareplanlawyers.org/knowhow-archive/10/

SPL response dated 4 December 2008 to consultation 08/16 relating to trading plans

SPL response dated 4 December 2008 to Consultation Paper 08/16 regarding proposed amendments to the Model Code relating to the participation of PDMRs in trading plans. The attached documentation includes Annex A (Amendment to the Glossary of definitions) and Chapter 7 of CP08/16: Quarterly Consultation (18).

http://shareplanlawyers.org/knowhow-archive/10/

FSA quarterly consultation paper 08/16 – trading plans

FSA quarterly consultation paper 08/16 – In Chapter 7 “The Model Code: trading plans” the FSA consult on a proposal to amend the Model Code in Annex 1 of Chapter 9 of the Listing Rules to allow persons discharging managerial responsibilities (PDMRs) of listed companies the ability to enter into trading plans which would allow […]

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SPL response dated 20 April 2012 to FSA CP 12/2

SPL response dated 20 April 2012 to the FSA Consulatation Paper 12/2.

http://shareplanlawyers.org/knowhow-archive/10/

FSA Consultation Paper 12/2 – Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules

FSA Consultation Paper 12/2 – Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules – proposals for changes to the Listing Rules etc to ensure that they reflect properly recent changes in market practice.

http://shareplanlawyers.org/knowhow-archive/10/

SPL response to FSA CP06/17 – Amendments to the Prospectus and Listing Rules

SPL comments sent on 5 January 2007 regarding the FSA Consultation Paper 06/17 entitled “Amendments to the Prospectus and Listing Rules”.

http://shareplanlawyers.org/knowhow-archive/15/

FSA Consultation Paper 06/17 – Amendments to the Prospectus and Listing Rules

FSA’s Consultation paper 06/17 entitled “Amendments to the Prospectus and Listing Rules”, published in October 2006. Period for consultation responses closed on 5 January 2007.

http://shareplanlawyers.org/knowhow-archive/15/

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