Event date: Tuesday 5 February 2019
Event time: 1.30 pm (with lunch available from 12.30 pm)
Venue: Travers Smith LLP, 10 Snow Hill, London EC1A 2AL
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Agenda of Mini-Meeting with HMRC on 20 May 2009, including extract from Inland Revenue Manual dated October 1995 re SAYE plans/”squeeze out rights” (ref para 2.9); and article by Ronnie Macdonald re EBT Subtrusts (ref para 10).
Minutes of a Mini-Meeting with HMRC on 20 May 2009 (not yet agreed with HMRC)
Handbook Notice 85 containing issues raised in consultation re trading plans, scope of proposal, PDMRs and cancellation of trading plans in exceptional circumstances, announcement of dealings, granting discretion to independent third parties. Trading Plan Instrument 2009 dated 26 February 2009.
SPL response dated 4 December 2008 to Consultation Paper 08/16 regarding proposed amendments to the Model Code relating to the participation of PDMRs in trading plans. The attached documentation includes Annex A (Amendment to the Glossary of definitions) and Chapter 7 of CP08/16: Quarterly Consultation (18).
FSA quarterly consultation paper 08/16 – In Chapter 7 “The Model Code: trading plans” the FSA consult on a proposal to amend the Model Code in Annex 1 of Chapter 9 of the Listing Rules to allow persons discharging managerial responsibilities (PDMRs) of listed companies the ability to enter into trading plans which would allow […]
SPL response dated 20 April 2012 to the FSA Consulatation Paper 12/2.
FSA Consultation Paper 12/2 – Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules – proposals for changes to the Listing Rules etc to ensure that they reflect properly recent changes in market practice.
Response from FSA to letter dated 25 July 2005 confirming that Listing Rules 9.5.10 and 12.6.2(3) will be clarified.
Letter dated 25 July 2005 to FSA requesting clarification of meaning of Listing Rules 9.5.10 and 12.6.2(3) in relation to treasury shares.
Further SPL response dated 28 November 2003 to the FSA Consultation Paper 182 regarding changes to the Listing Rules relating to treasury shares.