Results for tag "Listing Rules"
Agenda of Mini-Meeting with HMRC on 20 May 2009, including extract from Inland Revenue Manual dated October 1995 re SAYE plans/”squeeze out rights” (ref para 2.9); and article by Ronnie Macdonald re EBT Subtrusts (ref para 10).
Minutes of a Mini-Meeting with HMRC on 20 May 2009 (not yet agreed with HMRC)
Slaughter and May, One Bunhill Row, London EC1Y 8YY
Norton Rose, Kempson House, Camomile Street, London EC3A 7AN [Slides to be attached at a later date – file size issue to be resolved]
Herbert Smith, Exchange House, Primrose Street, London EC2A 2HS
Clifford Chance, 4 Coleman Street, London EC2
Handbook Notice 85 containing issues raised in consultation re trading plans, scope of proposal, PDMRs and cancellation of trading plans in exceptional circumstances, announcement of dealings, granting discretion to independent third parties. Trading Plan Instrument 2009 dated 26 February 2009.
SPL response dated 4 December 2008 to Consultation Paper 08/16 regarding proposed amendments to the Model Code relating to the participation of PDMRs in trading plans. The attached documentation includes Annex A (Amendment to the Glossary of definitions) and Chapter 7 of CP08/16: Quarterly Consultation (18).
FSA quarterly consultation paper 08/16 – In Chapter 7 “The Model Code: trading plans” the FSA consult on a proposal to amend the Model Code in Annex 1 of Chapter 9 of the Listing Rules to allow persons discharging managerial responsibilities (PDMRs) of listed companies the ability to enter into trading plans which would allow […]
SPL response dated 20 April 2012 to the FSA Consulatation Paper 12/2.