Results for tag "Model Code"

Consultation Paper CP15/35 – Response of the Share Plan Lawyers Group

Response of the Share Plan Lawyers to Financial Conduct Authority policy proposals and Handbook changes relating to the implementation of the Market Abuse Regulations (Consultation Paper CP15/35)

http://shareplanlawyers.org/knowhow-archive/10/

Minutes of a Mini-Meeting with HMRC on 20 May 2009

Minutes of a Mini-Meeting with HMRC on 20 May 2009 (not yet agreed with HMRC)

http://shareplanlawyers.org/knowhow-archive/8/

Issues Log for the Annual Technical meeting with HMRC on 25 January 2012

Issues log for the Annual Technical meeting with HMRC on 25 January 2012. Please note that Minutes for this meeting supersede this log.

http://shareplanlawyers.org/knowhow-archive/8/

Notes of Technical Meeting with HMRC on 25 January 2012

Notes of Technical Meeting with HMRC on 25 January 2012 at 10.30 am. Including discussion of: ESSU Share Incentive Plans: Notification of Award Share Incentive Plans: Minimum amount for Partnership Share acquisition Share Incentive Plans: effect of a demerger of a non-EU company on SIP participants Share Incentive Plans: cessation of “association” on a demerger […]

http://shareplanlawyers.org/knowhow-archive/8/

Implementation of Trading Plan Instrument – 2009

Handbook Notice 85 containing issues raised in consultation re trading plans, scope of proposal, PDMRs and cancellation of trading plans in exceptional circumstances, announcement of dealings, granting discretion to independent third parties. Trading Plan Instrument 2009 dated 26 February 2009.

http://shareplanlawyers.org/knowhow-archive/10/

SPL response dated 4 December 2008 to consultation 08/16 relating to trading plans

SPL response dated 4 December 2008 to Consultation Paper 08/16 regarding proposed amendments to the Model Code relating to the participation of PDMRs in trading plans. The attached documentation includes Annex A (Amendment to the Glossary of definitions) and Chapter 7 of CP08/16: Quarterly Consultation (18).

http://shareplanlawyers.org/knowhow-archive/10/

FSA quarterly consultation paper 08/16 – trading plans

FSA quarterly consultation paper 08/16 – In Chapter 7 “The Model Code: trading plans” the FSA consult on a proposal to amend the Model Code in Annex 1 of Chapter 9 of the Listing Rules to allow persons discharging managerial responsibilities (PDMRs) of listed companies the ability to enter into trading plans which would allow […]

http://shareplanlawyers.org/knowhow-archive/10/

SPL supplemental response to FSA Consultation Paper 182 – November 2003

Further SPL response dated 28 November 2003 to the FSA Consultation Paper 182 regarding changes to the Listing Rules relating to treasury shares.

http://shareplanlawyers.org/knowhow-archive/12/

SPL response to FSA Consultation Paper 182 – August 2003

SPL response dated 1 August 2003 to the UK Listing Authority’s consultation on treasury shaers. Includes consideration of: shareholder approvals for plans using treasury shares; the restriction on transferring treasury shares at a discount; the disclosure regime for treasury shares; periods during which shares may not be transferred from treasury.

http://shareplanlawyers.org/knowhow-archive/12/

FSA Consultation Paper 182 – Proposed changes to the Listing Rules to take account of the introduction of treasury shares

Financial Services Authority Consultation Paper 182 – Proposed changes to the Listing Rules to take account of the introduction of treasury shares. Published in May 2003

http://shareplanlawyers.org/knowhow-archive/12/

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