Results for tag "PDMR"

Consultation Paper CP15/35 – Response of the Share Plan Lawyers Group

Response of the Share Plan Lawyers to Financial Conduct Authority policy proposals and Handbook changes relating to the implementation of the Market Abuse Regulations (Consultation Paper CP15/35)

http://shareplanlawyers.org/knowhow-archive/10/

Implementation of Trading Plan Instrument – 2009

Handbook Notice 85 containing issues raised in consultation re trading plans, scope of proposal, PDMRs and cancellation of trading plans in exceptional circumstances, announcement of dealings, granting discretion to independent third parties. Trading Plan Instrument 2009 dated 26 February 2009.

http://shareplanlawyers.org/knowhow-archive/10/

SPL response dated 4 December 2008 to consultation 08/16 relating to trading plans

SPL response dated 4 December 2008 to Consultation Paper 08/16 regarding proposed amendments to the Model Code relating to the participation of PDMRs in trading plans. The attached documentation includes Annex A (Amendment to the Glossary of definitions) and Chapter 7 of CP08/16: Quarterly Consultation (18).

http://shareplanlawyers.org/knowhow-archive/10/

FSA quarterly consultation paper 08/16 – trading plans

FSA quarterly consultation paper 08/16 – In Chapter 7 “The Model Code: trading plans” the FSA consult on a proposal to amend the Model Code in Annex 1 of Chapter 9 of the Listing Rules to allow persons discharging managerial responsibilities (PDMRs) of listed companies the ability to enter into trading plans which would allow […]

http://shareplanlawyers.org/knowhow-archive/10/

SPL response dated 20 April 2012 to FSA CP 12/2

SPL response dated 20 April 2012 to the FSA Consulatation Paper 12/2.

http://shareplanlawyers.org/knowhow-archive/10/

FSA Consultation Paper 12/2 – Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules

FSA Consultation Paper 12/2 – Amendments to the Listing Rules, Prospectus Rules, Disclosure Rules and Transparency Rules – proposals for changes to the Listing Rules etc to ensure that they reflect properly recent changes in market practice.

http://shareplanlawyers.org/knowhow-archive/10/

Note of Meeting with Takeover Panel on 7 October 2009 regarding PCP 2009/2

Note of Share Plan Lawyers meeting with the Takeover Panel on 7 October 2009 summarising in particular the points of clarification which the Takeover Panel agreed to consider in the Course of the meeting with SPL. including: meaning of “management”; notes to Rule 16.2; existing rights; “the wording “entered into or proposed to be entered […]

http://shareplanlawyers.org/knowhow-archive/19/

Takeover Panel: PCP 2009/2 and SPL Response

Consultation paper issued by the Code Committee of the Takeover Panel on 16 July 2009 setting out proposed amendments/revisions to various rules of the Takeover Code. SPL response dated 25 September 2009 responding in particular to Question 2 of the Consultation Document which sets out amendments in relation to Rule 16.

http://shareplanlawyers.org/knowhow-archive/19/

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